Rule Filings

CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedule:

• Self-Certification Letter 12-17-21
• Transaction Fee Schedule Redline

CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules:

• Self-Certification Letter 9-10-2021
• Nodal Clear Rulebook Redline

CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule:

• Self-Certification Letter 8-23-2021
• Transaction Fee Schedule Redline

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Arbitration Rules and Risk Management Framework:

• Self-Certification Letter 8-10-2021
• Nodal Clear Rulebook Redline

CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule:

• Self-Certification Letter 5-5-2021
• Redline of Transaction Fee Schedule

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets:

• Self-Certification Letter 5-5-2021
• Rule Amendments Redline

CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules:

• Self-Certification Letter 3-15-2021
• Rule Amendments Redline

CFTC Regulation 40.6(a) Certification: Various Amendments to Nodal Clear Rules to Address Amendments to Part 39 of the Commission’s Regulations:

• Self-Certification Letter 1-11-2021
• Nodal Clear LLC Agreement redline