CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Risk Policies and Risk Management Framework

• Self-Certification Letter 1-24-24

CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and ClearingTransaction Fee Schedulefor Nodal Exchange

• Self-Certification Letter 1-23-24
• Transaction Fee Schedule Redline

CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange

• Self-Certification Letter 7-27-23
• Transaction Fee Schedule Redline

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules

• Self-Certification Letter 6-27-23
• Rule Amendments (Redline)

CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange

• Self-Certification Letter 3-2-23
• Transaction Fee Schedule Redline

CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange

• Self-Certification Letter 1-26-23
• Transaction Fee Schedule Redline

CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange

• Self-Certification Letter 12-30-22
• Nodal-Exchange-and-Clear-Transaction-Fee-Schedule-Redline

CFTC Regulation 40.6(a) Certification: Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange

• Self-Certification Letter 11-2-22
• Nodal-Exchange-Nodal-Clear-Transaction-Fee-Schedule-Redline

CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Risk Policies

• Self-Certification Letter 8-9-22

CFTC Regulation 40.6(a) Certification: Amendment to Nodal Clear Cash Management Fee Advisory

• Self-Certification Letter 7-1-2022
• Advisory (Redline)